Manager, Licensing & Registration

Austin, Texas, United States · Compliance · CP2019006


The role of the Kestra Financial Licensing and Registration Manager is to provide leadership, mentoring and guidance to a team of Registration Analysts within the compliance department. The manager is also responsible for ensuring the day-to-day operations of the registrations department run smoothly. This position requires knowledge of securities industry licensing regulations and the internal procedures necessary to comply with those requirements. An ability to troubleshoot issues, strong communication skills, and an understanding of systems and process are critical to the success of a manager in this role.

To perform this job successfully, individual must be able to perform each essential duty satisfactorily.



A brand new state of the art building in Southwest Austin with a basketball court, volleyball court, baseball field, walking trails, unlimited coffee, tea, and sparkling water.

Full health, vision, dental, 401(k) plans along with a host of voluntary plans such as car insurance, legal services, and more.

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