Associate General Counsel

Austin, Texas, United States · Legal and Human Resources · LH2018004


The position of Associate General Counsel reports to the EVP & General Counsel of Kestra Financial, Inc. and is responsible for providing a range of legal advice in the areas of broker-dealer and investment adviser compliance, including drafting and reviewing policies and procedures; assisting with regulatory responses; assisting with customer responses; managing, assessing and reporting on litigation; and providing counsel on a variety of other general corporate matters as assigned. The position will entail interaction with management and staff of Kestra Financial and its subsidiaries as well as the company’s independent financial advisors.

ESSENTIAL DUTIES AND RESPONSIBILITIES: To perform this job successfully, individual must be able to perform each essential duty satisfactorily:

KNOWLEDGE, SKILLS, AND/OR ABILITIES: To perform this job successfully, individual should have the following skills and abilities:


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