Branch Examiner

Austin, Texas, United States · Compliance · CP2018007

Description

The Branch Examiner is based in the Kestra Financial home office located in Austin, TX and will travel to perform on-site branch examinations of Kestra Financial branch offices to ensure compliance with state, FINRA and SEC regulations, as well as firm supervisory procedures.

ESSENTIAL DUTIES AND RESPONSIBILITIES: To perform this job successfully, individual must be able to execute each essential duty satisfactorily.

KNOWLEDGE, SKILLS, AND/OR ABILITIES:

Requirements

Benefits

A brand new state of the art building in Southwest Austin with a basketball court, volleyball court, baseball field, walking trails, unlimited coffee, tea, and sparkling water.


Full health, vision, dental, 401(k) plans along with a host of voluntary plans such as car insurance, legal services, and more.


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