Licensing & Registration Analyst

Austin, Texas, United States · Compliance · CP2019001


The L&R Analyst is responsible for registering new representatives with the firm, providing support to maintain current registrations, and timely filing of registrations events. An L&R Analyst is also responsible for properly reporting CRD disclosures and events. This person reports to the Licensing & Registration Manager.

To perform this job successfully, individual must be able to perform each essential duty satisfactorily.



A brand new state of the art building in Southwest Austin with a basketball court, volleyball court, baseball field, walking trails, unlimited coffee, tea, and sparkling water.

Full health, vision, dental, 401(k) plans along with a host of voluntary plans such as car insurance, legal services, and more.

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